- How long have you worked in
financial services and in what capacity?
- What is your academic
training–undergrad and grad school?
- Have you earned either your
CFA and/or CPA designations? or CFP (Certified Financial Planner)
- What kind of continuing
education are you engaging in to stay abreast of developments in your field?
- Do you work under a
suitability or fiduciary standard?
- Do you utilize an active or
passive/evidenced-based approach & why?
- What fees are your clients
charged–all in, from your fee down to embedded fees such as markups on fixed
income purchases to management fees on recommended funds?
- Who manages your money &
what debt do you carry personally?
Manisha Thakor (@ManishaThakor) is founder and chief
executive of Santa Fe, N.M.–based MoneyZen Wealth Management LLC.
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