Year-End Investment Considerations for Investors

The SEC’s Office of Investor Education and Advocacy and the Financial Industry Regulatory Authority (FINRA) are issuing this Investor Alert to provide individual investors with a few suggestions for year-end investment planning as the year draws to a close.
Suggestions and topics include:

• Review Your Asset Allocation
• Consider Rebalancing
• Tax Considerations (especially with the fiscal cliff looming)
• Check Out Your Investment Professional
• Locate Your Financial Records  
• For details see: http://www.finra.org/Investors/ProtectYourself/InvestorAlerts/MoneyManagement/P197390