February 23, 2012

Understand Your Brokerage Account Statements and Trade Confirmations

“FINRA often reminds investors to review their brokerage account statements and trade confirmations—with good reason. Not only do these documents help you stay on top of your investment holdings, but they also provide valuable information that can alert you to errors, or even misconduct by your broker or brokerage firm such as unauthorized trading or overcharging customers for handling transactions. The accuracy of statements and trade confirmations is something securities regulators take very seriously.” Learn how to read your statements at: http://www.finra.org/Investors/ProtectYourself/InvestorAlerts/TradingSecurities/P125631

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